Business Continuity Plan

Customer Disclosure

Greenmoor Financial Group, LLC has developed a Business Continuity Plan (the “BCP”) concerning how we will respond to events thatsignificantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to beflexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our BCP.

Our Business Continuity Plan – We plan to attempt to quickly recover and resume business operations after a significant businessdisruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’sbooks and records, and allowing our customers to transact business. In short, our BCP is designed to permit us to resume operations asquickly as possible, given the scope and severity of the significant business disruption

Our BCP addresses the following: data back-up and recovery; all mission critical systems; financial and operational assessments;alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier,contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securitiesif we are unable to continue our business.

Our clearing firm backs up your account records and stores them in a geographically remote location. Nonetheless, your orders andrequests for funds and securities could be delayed in the event of a significant business disruption.

Varying Disruptions – Significant business disruptions can vary in their scope. They may affect only our firm, a single buildinghousing our firm, the business district where we are located, the city where we are located, or the whole region. Within each of theseareas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing ourfirm, we may transfer our operations to a local site when needed. In a disruption affecting our business district, city, or region, wemay transfer our operations to a site outside of the affected area. In either situation, we plan to attempt to continue in business,transfer operations to the clearing firm if necessary, and notify you through our website or through any other means that remainavailable to us, how you can contact us. If the significant business disruption is so severe that it prevents us from remaining inbusiness, we will assure our customer’s prompt access to their funds and securities.

For More Information – If you have questions about our business continuity planning, you can contact us by phone at 312-960-6700, by fax at 312-960-6710, or by e-mail at jschwartz@gfgtrading.com